Ka Fai Kwan
關家輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Fai Kwan (關家輝), a licensed former licensee with CE reference AAV299. This person has 23.5 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-03 | 2026-10-31 |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2016-07-01 |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-10 |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-10 |
| YUEXING SECURITIES COMPANY LIMITED 粵興證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Fai Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.