Soi Chi Leung
梁瑞芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soi Chi Leung (梁瑞芝), CE reference BKW301. Currently licensed at 2 firm(s): First Shanghai Securities Limited, First Shanghai Futures Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-19 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-12-13 | present |
| Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-02-18 | 2019-11-30 |
| Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-02-18 | 2019-11-30 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-20 | 2019-01-22 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-19 | 2019-01-22 |