Chi Chiu So
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chiu So (蘇志超), a licensed Responsible Officer with CE reference AOG783. Currently licensed at 2 firm(s): First Shanghai Securities Limited, First Shanghai Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 19.5 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-09-03 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-09-03 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-08-11 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-06-01 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2016-07-29 | 2019-09-03 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-20 | 2019-09-03 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-06-20 | 2017-08-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-20 | 2008-04-02 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2007-11-20 | 2008-04-02 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2007-10-26 | 2008-04-02 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-12-01 | 2007-10-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Chiu So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.