Ho Yin Lo
盧浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Lo (盧浩然), a licensed Responsible Officer with CE reference AQF063. Currently licensed at 1 firm(s): First Shanghai Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 18.9 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-15 | present |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-21 | 2019-04-15 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-21 | 2026-06-30 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-31 | 2011-01-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-27 | 2011-01-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Yin Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.