Chi Wing Shim
單志榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wing Shim (單志榮), a licensed Responsible Officer with CE reference AUQ930. Currently licensed at 1 firm(s): First Shanghai Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 15.9 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-18 | present |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2024-10-14 | 2026-06-30 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-01-18 | 2026-06-30 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-12-01 | 2023-01-18 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-12-01 | 2023-01-18 |
| Zero2IPO Asset Management Limited 清科資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-03-21 | 2022-10-16 |
| Zero2IPO Asset Management Limited 清科資產管理有限公司 |
RO | Type 9 - Asset management | 2022-03-21 | 2022-10-16 |
| Zero2IPO Securities Limited 清科證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-23 | 2022-10-16 |
| Zero2IPO Securities Limited 清科證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-11-23 | 2022-10-16 |
| Bright Smart Asset Management Limited 耀才資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-01-04 | 2021-05-31 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-18 | 2021-05-31 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-08-18 | 2021-05-31 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-03 | 2017-08-18 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-02-03 | 2017-08-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wing Shim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.