Nomura Futures (Hong Kong) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nomura Futures (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AAH062. Current licensed staff on file: 0 (total recorded over time: 228).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 2 - Dealing in futures contracts | Pre-2003 | 2010-06-30 |
| Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-25 |
| Type 9 - Asset management | Pre-2003 | 2005-01-25 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (228)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Michael Anthony Di Iorio | RO 2 Rep 2 | 2008-12 | 2010-05 |
| Takahiro Ambai 安倍貴博 | Rep 2 | 2008-12 | 2010-02 |
| Gaurav Arora | Rep 2 | 2009-01 | 2010-02 |
| Shin Asano 淺野真 | Rep 2 | 2006-08 | 2010-02 |
| Maxine Bernice Barnett | Rep 2 | 2008-12 | 2010-02 |
| Paul Richard Beresford | Rep 2 | 2009-09 | 2010-02 |
| Stephanie Bradshaw 李婉青 | Rep 2 | 2008-12 | 2010-02 |
| Jean-Sebastien Pierre Bret | Rep 2 | 2008-12 | 2010-02 |
| Alexander Milligan Burnes | Rep 2 | 2009-05 | 2010-02 |
| John Patrick Burns | Rep 2 | 2009-07 | 2010-02 |
| Richard Anthony Byworth | Rep 2 | 2009-12 | 2010-02 |
| Ka Ying Chan 陳嘉盈 | Rep 2 | 2009-03 | 2010-02 |
| Wing Yin Chan 陳詠賢 | Rep 2 | 2008-11 | 2010-02 |
| Ling Chau 周凌 | Rep 2 | 2008-02 | 2010-02 |
| Benjamin Marc John Chekroun | Rep 2 | 2008-04 | 2010-02 |
| Chengze Chen | Rep 2 | 2008-12 | 2010-02 |
| Chih Hsiung Vincent Cheng 鄭智雄 | Rep 2 | 2008-06 | 2010-02 |
| San Tat Cheung 張新達 | Rep 2, 5, 9 | Pre-2003 | 2010-02 |
| Wing Yan Cheung 張詠欣 | Rep 2 | 2009-03 | 2010-02 |
| Siu Sang Chiu 趙小珊 | Rep 2 | 2006-05 | 2010-02 |
| Ivy Ngai Wai Chok 卓艾維 | Rep 2 | 2008-04 | 2010-02 |
| Kenny Chong 莊嘉麟 | Rep 2 | 2008-12 | 2010-02 |
| Imran Sooleman Dadabhoy | Rep 2 | 2009-11 | 2010-02 |
| Paul Tiernan Dolan | Rep 2 | 2007-08 | 2010-02 |
| Luke Fletcher | Rep 2 | 2008-12 | 2010-02 |
| Michael Floyd | Rep 2 | 2007-08 | 2010-02 |
| Minoru Fujita | Rep 2 | 2007-12 | 2010-02 |
| Soujit Ghosh | Rep 2 | 2009-12 | 2010-02 |
| Richard John Peter Gill | Rep 2 | 2008-03 | 2010-02 |
| Douglas Samuel Goodwin | Rep 2 | 2009-12 | 2010-02 |
| Arnaud Gourmelen | Rep 2 | 2008-12 | 2010-02 |
| Seamus Anthony Hanly | Rep 2 | 2009-03 | 2010-02 |
| Xin Hao 郝昕 | Rep 2 | 2005-08 | 2010-02 |
| Hitoshi Hara | Rep 2 | 2005-12 | 2010-02 |
| Lee Kerry Hemmings | RO 2 | 2009-04 | 2010-02 |
| Harrison Lok Sang Ho 何樂生 | Rep 2, 5, 9 | Pre-2003 | 2010-02 |
| Tsukasa Honda | Rep 2 | 2007-12 | 2010-02 |
| Nicholas John Horsley-Heather | Rep 2 | 2009-11 | 2010-02 |
| Kenneth Hei King Hung 洪熙敬 | Rep 2 | 2008-11 | 2010-02 |
| Masao Inukai 犬養昌生 | Rep 2 | 2004-12 | 2010-02 |
| Katsuhito Kato 加藤勝仁 | Rep 2 | 2005-07 | 2010-02 |
| Mayumi Kato 加藤真由美 | Rep 2 | 2004-11 | 2010-02 |
| Michiko Kawahara | Rep 2 | 2007-08 | 2010-02 |
| Hisako Kobayashi | Rep 2, 5, 9 | Pre-2003 | 2010-02 |
| Matthias Koerber | Rep 2 | 2010-02 | 2010-02 |
| Vikesh Kotecha | Rep 2 | 2009-10 | 2010-02 |
| Eric Tak Shing Lam 林德成 | Rep 2, 5, 9 | Pre-2003 | 2010-02 |
| Wing Kit Lam 林永傑 | Rep 2 | 2008-12 | 2010-02 |
| Joseph Han Wai Lau 劉恆瑋 | Rep 2 | 2008-12 | 2010-02 |
| Marcus Chi Chiu Lau 劉志超 | Rep 2 | 2006-07 | 2010-02 |
| Yau Fong Lau 劉幽芳 | Rep 2 | 2004-01 | 2010-02 |
| Kai Pong Lee 李啟邦 | Rep 2, 5, 9 | Pre-2003 | 2010-02 |
| Nga Ying Lee 李雅瑩 | Rep 2 | 2008-09 | 2010-02 |
| Donna Rose Ong Legaspi 王金美 | Rep 2 | 2008-11 | 2010-02 |
| Wai Kei Leung 梁偉基 | Rep 2 | 2008-12 | 2010-02 |
| Yee Wan Leung 梁綺雲 | Rep 2 | 2008-05 | 2010-02 |
| Christopher Liem | Rep 2 | 2008-12 | 2010-02 |
| Eileen Siok Ling Lim 林淑玲 | Rep 2 | 2009-06 | 2010-02 |
| King Wai Liu 劉勁威 | Rep 2, 5, 9 | Pre-2003 | 2010-02 |
| Hin Chun Mak 麥顯俊 | Rep 2 | 2008-11 | 2010-02 |
| Wei Mao 毛威 | Rep 2 | 2009-07 | 2010-02 |
| Neil Iain McLean | Rep 2 | 2008-05 | 2010-02 |
| David Sacha Megret-Merger | Rep 2 | 2008-06 | 2010-02 |
| Thomas Mennesson | Rep 2 | 2008-12 | 2010-02 |
| Hugh McPherson Lathrop Murray | Rep 2 | 2008-12 | 2010-02 |
| Akira Nakada | Rep 2 | 2008-08 | 2010-02 |
| Anthony Joseph Nate | Rep 2 | 2008-12 | 2010-02 |
| Nicholas Nolan Nguyen | Rep 2 | 2009-01 | 2010-02 |
| Christopher James Sidney O'Meara | Rep 2 | 2008-11 | 2010-02 |
| James Finlay O'Neile | Rep 2 | 2005-03 | 2010-02 |
| Masanori Ozeki | Rep 2 | 2007-07 | 2010-02 |
| Joohong Park | Rep 2 | 2009-01 | 2010-02 |
| Miles Christian Pelham | Rep 2 | 2010-01 | 2010-02 |
| Teck Wee Phua 潘德偉 | Rep 2 | 2008-11 | 2010-02 |
| Peter Chi Kin Poon 潘子健 | Rep 2, 5, 9 | Pre-2003 | 2010-02 |
| Shuk Fan Poon 潘淑芬 | Rep 2, 5, 9 | Pre-2003 | 2010-02 |
| Jeff Arif Pradana | Rep 2 | 2008-12 | 2010-02 |
| Matthew Christopher Read | Rep 2 | 2008-08 | 2010-02 |
| Jonathan David Ryan | Rep 2 | 2008-12 | 2010-02 |
| Nobuhiro Sano | Rep 2 | 2007-08 | 2010-02 |
| Yoichiro Sano | Rep 2, 5, 9 | Pre-2003 | 2010-02 |
| Minoru Shinohara 篠原實 | RO 2 | 2009-04 | 2010-02 |
| Jelper Striet | Rep 2 | 2008-12 | 2010-02 |
| Tomonori Takeuchi | Rep 2 | 2007-07 | 2010-02 |
| Jude Ho Yin Tam 譚顥賢 | Rep 2 | 2004-07 | 2010-02 |
| Wai Shing Tang 鄧偉成 | Rep 2, 5, 9 | Pre-2003 | 2010-02 |
| Cormac Joseph Thompson | Rep 2 | 2008-10 | 2010-02 |
| Derek Wai Hon Tong 唐偉瀚 | Rep 2 | 2009-09 | 2010-02 |
| Richard Dean Winspear | Rep 2 | 2007-08 | 2010-02 |
| Mabel Wong 黃美寶 | Rep 2 | 2009-09 | 2010-02 |
| Michael Chung Lim Wong 黃仲廉 | Rep 2, 5, 9 | Pre-2003 | 2010-02 |
| Michael Hong Da Woo 胡宏達 | Rep 2, 5, 9 | Pre-2003 | 2010-02 |
| Keren Yan 嚴克任 | Rep 2 | 2009-03 | 2010-02 |
| Jack Hsin-Chou Yao 姚信州 | Rep 2 | 2008-12 | 2010-02 |
| Yuk Wah Yeung 楊毓華 | Rep 2 | 2004-05 | 2010-02 |
| Koji Yoshida 吉田幸司 | Rep 2 | 2009-01 | 2010-02 |
| Amy Hangshin Yu | Rep 2 | 2010-01 | 2010-02 |
| Sze Man Ng 吳施敏 | Rep 2 | 2007-05 | 2009-12 |
| Kylie Ka Lai Wong 黃嘉麗 | Rep 2 | 2007-12 | 2009-11 |
| Kenneth Yiu Man Chau 周耀文 | Rep 2 | 2008-11 | 2009-10 |
Showing 1–100 of 228