Sze Man Ng
吳施敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Man Ng (吳施敏), a licensed former licensee with CE reference AMN571. This person has 6.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-03 | 2022-12-30 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-05-03 | 2022-12-30 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-05-03 | 2022-12-30 |
| Win Harvest Asset Management Limited 豐嬴資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-04-15 | 2019-11-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-15 | 2009-12-19 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-05-15 | 2009-12-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-05-15 | 2009-12-19 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-09 | 2007-05-07 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-03-09 | 2007-05-07 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-27 | 2006-01-07 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-09-27 | 2006-01-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Man Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.