Nga Ying Lee
李雅瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Ying Lee (李雅瑩), a licensed former licensee with CE reference APQ801. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-09 | 2023-09-29 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-11-09 | 2023-09-29 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-09 | 2023-09-29 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-03 | 2010-12-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-03 | 2010-12-18 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-09-03 | 2010-02-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-19 | 2010-12-18 |
| Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-18 | 2008-05-08 |