Nobuhiro Sano
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nobuhiro Sano ( ), a licensed former licensee with CE reference ADQ334. This person has 13.7 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centuriam Limited 百式投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-02-02 | 2025-01-26 |
| Centuriam Limited 百式投資管理有限公司 |
RO | Type 4 - Advising on securities | 2023-12-07 | 2025-01-26 |
| Centuriam Limited 百式投資管理有限公司 |
RO | Type 9 - Asset management | 2023-12-07 | 2025-01-26 |
| Centuriam Limited 百式投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-07-21 | 2023-12-07 |
| Centuriam Limited 百式投資管理有限公司 |
Rep | Type 9 - Asset management | 2023-07-21 | 2023-12-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-09-13 | 2020-10-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-09-13 | 2020-10-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-26 | 2013-09-13 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-26 | 2020-10-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-26 | 2013-09-13 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-07-26 | 2020-10-18 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-02-03 | 2010-07-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-10 | 2010-07-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-08-10 | 2010-07-22 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-08-24 | 2010-02-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-01 | 2010-07-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-08-01 | 2010-07-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nobuhiro Sano during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.