Paul Tiernan Dolan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Tiernan Dolan ( ), a licensed former licensee with CE reference APK727. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2011-09-08 | 2012-07-21 |
| Nomura Securities (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2011-09-08 | 2012-07-21 |
| Nomura Securities (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | 2011-09-08 | 2012-07-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-11-15 | 2012-07-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-11-15 | 2012-07-21 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-02 | 2011-09-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-13 | 2010-11-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-13 | 2010-11-15 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-08-13 | 2010-02-19 |