Richard Anthony Byworth
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Anthony Byworth ( ), a licensed former licensee with CE reference AUF080. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bletchley Park Asset Management (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2019-06-04 | 2022-03-18 |
| Bletchley Park Asset Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2019-06-04 | 2022-03-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-03-17 | 2017-12-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-03-17 | 2017-12-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-25 | 2017-12-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-04-25 | 2017-12-06 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-04 | 2013-04-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-01 | 2013-04-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-01 | 2013-04-25 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-12-01 | 2010-02-19 |