Christopher James Sidney O'Meara
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher James Sidney O'Meara, a licensed former licensee with CE reference AFQ412. This person has 10.7 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 1 - Dealing in securities | 2010-10-27 | 2014-04-10 |
| UBS Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2010-10-27 | 2014-04-10 |
| UBS Derivatives Hong Kong Limited | RO | Type 2 - Dealing in futures contracts | 2010-10-27 | 2014-04-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-07-06 | 2010-10-27 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-07-06 | 2010-10-27 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-07-06 | 2014-04-10 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2010-07-06 | 2010-10-27 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-02-04 | 2010-03-30 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-11-28 | 2010-02-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-09 | 2010-03-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-10-09 | 2010-03-30 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-27 | 2008-09-29 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-27 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 1 - Dealing in securities | 2006-04-28 | 2006-11-27 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2006-04-28 | 2006-11-27 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-04-27 | 2008-09-29 |
| Lehman Brothers Futures Asia Limited | RO | Type 2 - Dealing in futures contracts | 2005-04-27 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-06-03 | 2003-09-19 |
| Lehman Brothers Futures Asia Limited | Rep | Type 7 - Providing automated trading services | 2003-06-03 | 2003-09-08 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-06-03 | 2003-09-04 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-24 | 2006-04-28 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-24 | 2006-04-28 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-04-24 | 2005-04-27 |
| Lehman Brothers Futures Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2003-04-24 | 2005-04-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher James Sidney O'Meara during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.