Neil Iain McLean
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Iain McLean, a licensed former licensee with CE reference ARB806. This person has 10.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-04 | 2018-09-14 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 4 - Advising on securities | 2016-11-04 | 2018-09-14 |
| Instinet Pacific Limited 極訊亞太有限公司 |
RO | Type 7 - Providing automated trading services | 2016-11-04 | 2018-09-14 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-17 | 2016-11-04 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-17 | 2016-11-04 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2012-12-17 | 2016-11-04 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-02-04 | 2012-12-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-27 | 2012-12-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-27 | 2012-12-16 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-27 | 2010-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Neil Iain McLean during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.