Joohong Park
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joohong Park ( ), a licensed former licensee with CE reference AMM131. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Street Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2017-05-22 | 2024-12-31 |
| State Street Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-07-07 | 2017-05-22 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-04 | 2013-05-31 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-01-12 | 2013-05-31 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-01-12 | 2010-02-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2014-01-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-10 | 2014-01-21 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-25 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-04-25 | 2008-09-29 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-09-22 | 2007-03-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-09-22 | 2007-03-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-09-22 | 2007-03-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2005-09-22 | 2007-03-27 |