Mabel Wong

黃美寶
CE No. APJ995 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mabel Wong (黃美寶), a licensed former licensee with CE reference APJ995. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities 2014-04-07 2014-09-05
Nomura Securities (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2010-02-03 2013-04-02
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2009-09-30 2013-04-02
Nomura Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2009-09-30 2010-02-19
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2008-10-10 2013-04-02
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 - Dealing in securities 2007-08-14 2008-09-29

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