Raymond Wai Man Ho
何偉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wai Man Ho (何偉文), CE reference AGG546. Currently licensed at 2 firm(s): East Asia Futures Limited, East Asia Securities Company Limited. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-08-02 | present |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-30 | present |
| Chelsea Securities Limited 昭海金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-27 | 2024-02-29 |
| Chelsea Securities Limited 昭海金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-01 | 2017-12-27 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-05-03 | 2017-08-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-30 | 2017-08-25 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-30 | 2017-08-25 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-28 | 2011-02-21 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-28 | 2011-02-21 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-12-22 | 2010-05-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-05-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2010-05-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-21 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-21 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-21 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-21 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-21 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-21 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-21 |