Ray Erwin Farris Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ray Erwin Farris Jr, a licensed former licensee with CE reference AAW767. This person has 1.1 years of SFC licence history. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 - Advising on securities | 2025-06-26 | 2026-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ray Erwin Farris Jr during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.