Shu Ping Tsang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Ping Tsang (曾樹平), a licensed Responsible Officer with CE reference ASI417. Currently licensed at 1 firm(s): Eastspring Investments (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 8.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 1 - Dealing in securities | 2024-12-17 | present |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 4 - Advising on securities | 2024-12-17 | present |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 - Dealing in securities | 2024-07-25 | 2024-12-17 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 - Advising on securities | 2024-07-25 | 2024-12-17 |
| Pulse Wealth Limited | RO | Type 1 - Dealing in securities | 2022-12-14 | 2023-12-08 |
| Pulse Wealth Limited | RO | Type 4 - Advising on securities | 2022-12-14 | 2023-12-08 |
| Pulse Wealth Limited | Rep | Type 1 - Dealing in securities | 2022-10-12 | 2022-12-14 |
| Pulse Wealth Limited | Rep | Type 4 - Advising on securities | 2022-10-12 | 2022-12-14 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-06-15 | 2022-04-22 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-07 | 2022-04-22 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-29 | 2018-08-07 |
| Insubest Financial & MPF Planning Limited 保泰理財及強積金顧問有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-02 | 2011-01-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Ping Tsang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.