Kim Po Tsang
曾劍波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Po Tsang (曾劍波), CE reference AEZ492. Currently licensed at 2 firm(s): East Asia Securities Company Limited, East Asia Futures Limited. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 |
RO | Type 4 — Advising on securities | 2023-11-03 | present |
| East Asia Securities Company Limited 東亞證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-23 | present |
| East Asia Futures Limited 東亞期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-11-23 | present |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-03-07 | 2021-12-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-24 | 2021-12-10 |
| iBest Securities Company Limited | RO | Type 1 — Dealing in securities | 2017-01-24 | 2018-10-24 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-01-24 | 2021-12-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-01-29 | 2019-10-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-01-24 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2017-01-24 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-06 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-29 |