Pui Shan Sarah Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Shan Sarah Tam (譚沛珊), a licensed Representative with CE reference BVI309. Currently licensed at 1 firm(s): Dynasty Alliance Investment Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 1.8 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-10-10 | present |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 - Asset management | 2024-10-10 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Shan Sarah Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.