Pui Shan Sarah Tam
譚沛珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Shan Sarah Tam (譚沛珊), CE reference BVI309. Currently licensed at 1 firm(s): Dynasty Alliance Investment Management Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-10 | present |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-10-10 | present |