Neal Fletcher David Ledger
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neal Fletcher David Ledger, a licensed former licensee with CE reference BTR763. This person has 0.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-05-05 | 2023-09-11 |
| Nuveen Hong Kong Limited | Rep | Type 4 - Advising on securities | 2023-05-05 | 2023-09-11 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Neal Fletcher David Ledger during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.