Simon James England-Brammer

CE No. AXZ247 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon James England-Brammer (), a licensed former licensee with CE reference AXZ247. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Nuveen Hong Kong Limited RO Type 9 — Asset management 2019-04-16 2023-10-26
Nuveen Hong Kong Limited RO Type 1 — Dealing in securities 2017-06-21 2023-10-26
Nuveen Hong Kong Limited RO Type 4 — Advising on securities 2017-06-21 2023-10-26
Invesco Asset Management Asia Limited
景順投資管理亞洲有限公司
Rep Type 1 — Dealing in securities 2011-09-05 2016-08-12
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 1 — Dealing in securities 2011-09-05 2016-08-12
Invesco Hong Kong Limited
景順投資管理有限公司(以景順投資管理名義經營業務)
Rep Type 4 — Advising on securities 2011-09-05 2016-08-12

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