Simon James England-Brammer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon James England-Brammer ( ), a licensed former licensee with CE reference AXZ247. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nuveen Hong Kong Limited | RO | Type 9 — Asset management | 2019-04-16 | 2023-10-26 |
| Nuveen Hong Kong Limited | RO | Type 1 — Dealing in securities | 2017-06-21 | 2023-10-26 |
| Nuveen Hong Kong Limited | RO | Type 4 — Advising on securities | 2017-06-21 | 2023-10-26 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-05 | 2016-08-12 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2011-09-05 | 2016-08-12 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2011-09-05 | 2016-08-12 |