King Tung Shum
岑璟彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Tung Shum (岑璟彤), a licensed former licensee with CE reference BRV553. This person has 2.3 years of SFC licence history. Total licence records on file: 9.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-16 | 2024-06-07 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-16 | 2024-06-07 |
| Nuveen Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2023-05-02 | 2024-03-27 |
| Nuveen Hong Kong Limited | Rep | Type 4 - Advising on securities | 2023-05-02 | 2024-03-27 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-03 | 2023-03-03 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-11-03 | 2023-03-03 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2021-11-03 | 2023-03-03 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2021-11-03 | 2023-03-03 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2021-11-03 | 2023-03-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as King Tung Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.