King Tung Shum
岑璟彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Tung Shum (岑璟彤), a licensed former licensee with CE reference BRV553. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-16 | 2024-06-07 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-16 | 2024-06-07 |
| Nuveen Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-05-02 | 2024-03-27 |
| Nuveen Hong Kong Limited | Rep | Type 4 — Advising on securities | 2023-05-02 | 2024-03-27 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-03 | 2023-03-03 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2021-11-03 | 2023-03-03 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-03 | 2023-03-03 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2021-11-03 | 2023-03-03 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2021-11-03 | 2023-03-03 |