ACU Securities Limited

CE No. BFY017 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ACU Securities Limited, a Hong Kong-based licensed corporation with CE reference BFY017. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 2 (total recorded over time: 22). Earliest licence on file: 2016-02-18.

Category:
Sell side · Brokerage
Registered address:
1/F, 88 Bonham Strand, Sheung Wan
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2016-02-18 present
Type 4 - Advising on securities 2016-02-18 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (22)

Active on date
Name Activities First licensed To
Ka Leung Chiu 趙家樑 RO 1, 4 Rep 4 2021-03 Present
Man Wai Leung 梁文偉 RO 1, 4 2022-03 Present
Derick Kam Ching Li 李金錚 RO 1, 4 2021-10 2021-11
Yuen Sang Chan 陳遠生 Rep 1, 4 2021-06 2021-09
Man Chung Fung 馮文聰 Rep 1, 4 2021-09 2021-09
Chi Cheong Cheng 鄭志昌 RO 1, 4 2019-06 2021-08
Ka Man Chow 周家文 RO 1, 4 Rep 1, 4 2020-11 2021-03
Ching Tat Oey 黃正達 RO 1, 4 2019-03 2020-09
Chun Man Huang 黃振文 RO 1, 4 2019-02 2020-08
Iven Tak Leung Lai 黎德良 RO 1, 4 2016-02 2019-03
Ming Him Lai 黎銘謙 RO 1, 4 Rep 1, 4 2016-05 2018-12
Zhijian Ye 葉志堅 Rep 1, 4 2016-08 2018-11
Yi Xiao 肖伊 Rep 1, 4 2018-05 2018-09
Fung Chuen Cheung 張鋒銓 Rep 1, 4 2018-01 2018-07
Yiu Kwong Wong 黃耀光 Rep 1 2018-03 2018-07
Ming Fai Chang 鄭明輝 RO 1, 4 Rep 1 2018-02 2018-06
Sing Lung Ngai 魏星龍 Rep 1, 4 2017-08 2018-03
Wing Kit Shek 石泳傑 RO 1, 4 Rep 1, 4 2016-12 2017-07
Wai Wong 黃偉 Rep 1, 4 2016-08 2016-10
Jun Huang 黃俊 Rep 1, 4 2016-06 2016-09
Qi Zhou 周琦 Rep 1, 4 2016-07 2016-09
Thomas Y Yu Lo 盧韋耀 RO 1, 4 2016-02 2016-06
Showing 1–22 of 22

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1643 staff - 2 shared activity types - 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 - 1370 staff - 2 shared activity types - 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 541 staff - 2 shared activity types - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 462 staff - 2 shared activity types - 花旗環球金融亞洲有限公司

KGI Asia Limited

CE BKJ214 - 452 staff - 2 shared activity types - 凱基證券亞洲有限公司

Related