Thomas Y Yu Lo
盧韋耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Y Yu Lo (盧韋耀), a licensed former licensee with CE reference AFR473. This person has 19.7 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LiZen Asset Management Limited 理正資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-12-04 | 2026-03-31 |
| LiZen Asset Management Limited 理正資產管理有限公司 |
RO | Type 9 - Asset management | 2018-12-04 | 2026-03-31 |
| Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 |
RO | Type 4 - Advising on securities | 2017-09-14 | 2018-07-16 |
| Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 |
RO | Type 9 - Asset management | 2017-09-14 | 2018-07-16 |
| Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-02 | 2017-09-14 |
| Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 |
Rep | Type 9 - Asset management | 2017-08-02 | 2017-09-14 |
| Senchi Morgan Assets Management Limited 盛世摩根資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-02-01 | 2017-06-02 |
| Senchi Morgan Assets Management Limited 盛世摩根資產管理有限公司 |
RO | Type 9 - Asset management | 2017-02-01 | 2017-06-02 |
| ACU Securities Limited | RO | Type 1 - Dealing in securities | 2016-02-18 | 2016-06-30 |
| ACU Securities Limited | RO | Type 4 - Advising on securities | 2016-02-18 | 2016-06-30 |
| Dalton Capital (Hong Kong) Limited 萬智投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-05-23 | 2013-12-31 |
| Dalton Capital (Hong Kong) Limited 萬智投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-23 | 2007-06-14 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-03 | 2007-04-12 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-09-03 | 2007-04-12 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-25 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-08-25 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-02 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Y Yu Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.