Ming Fai Chang
鄭明輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Fai Chang (鄭明輝), a licensed former licensee with CE reference ALA485. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 9 — Asset management | 2018-09-21 | 2019-06-25 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-28 | 2019-06-25 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
RO | Type 4 — Advising on securities | 2018-08-28 | 2019-06-25 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-03 | 2018-08-28 |
| Core Securities Company Limited (The) 核聚證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-03 | 2018-08-28 |
| ACU Securities Limited |
RO | Type 1 — Dealing in securities | 2018-05-03 | 2018-06-22 |
| ACU Securities Limited |
RO | Type 4 — Advising on securities | 2018-05-03 | 2018-06-22 |
| ACU Securities Limited |
Rep | Type 1 — Dealing in securities | 2018-02-09 | 2018-05-03 |
| China Qianhai Zhongjin Securities Limited 中國前海中金証券股份有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-16 | 2017-09-22 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-07 | 2016-04-29 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-01-07 | 2016-04-29 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-11 | 2013-01-07 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-11 | 2013-01-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-04 | 2009-10-12 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2009-04-24 | 2010-01-25 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2004-08-27 | 2010-01-25 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | 2004-08-27 | 2010-01-25 |