Chau Mo Kwok
郭周武
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chau Mo Kwok (郭周武), a licensed former licensee with CE reference AUH267. This person has 7.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-04-10 | 2017-05-23 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2012-04-10 | 2014-10-31 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-04-10 | 2017-05-23 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-05 | 2012-01-27 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-01-05 | 2012-01-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chau Mo Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.