Chen Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Chen, a licensed former licensee with CE reference AXA055. This person has 2.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-10 | 2013-06-14 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-21 | 2013-06-14 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-03-21 | 2013-06-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chen Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.