Yanhu Chen
陳彥虎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanhu Chen (陳彥虎), a licensed former licensee with CE reference AWJ173. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prime China Securities Limited 華大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-08 | 2024-07-19 |
| Prime China Investments and Advisory Limited 華大投資和顧問有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-08 | 2024-07-19 |
| Prime China Investments and Advisory Limited 華大投資和顧問有限公司 |
Rep | Type 9 — Asset management | 2022-08-08 | 2024-07-19 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-05 | 2022-06-28 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-05 | 2022-06-28 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-05-05 | 2022-06-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-23 | 2015-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-23 | 2015-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2010-11-23 | 2015-03-31 |