Ferdinand So
蘇平恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ferdinand So (蘇平恩), a licensed former licensee with CE reference AFO880. This person has 5.2 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-19 | 2012-08-16 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-09 | 2012-08-16 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-09-09 | 2012-08-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2004-03-26 | 2007-07-17 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2004-03-26 | 2007-07-17 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-10-28 | 2004-03-02 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-02 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-10-28 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-09 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-09 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-09 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-07-09 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-07-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ferdinand So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.