Wen Zhao

趙文
CE No. BRK426 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Zhao (趙文), a licensed former licensee with CE reference BRK426. This person has 0.4 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Cathay Securities (Hong Kong) Limited
國泰證券(香港)有限公司
Rep Type 1 - Dealing in securities 2021-07-12 2021-12-17
Cathay Securities (Hong Kong) Limited
國泰證券(香港)有限公司
Rep Type 4 - Advising on securities 2021-07-12 2021-12-17

Worked alongside

The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Wen Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Shuenn-Yuh Yang Cathay Securities (Hong Kong) Limited 2021
Jingwei Wang Cathay Securities (Hong Kong) Limited 2021
Chi-Wu Chen Cathay Securities (Hong Kong) Limited 2021
Kevin Kai Wing Lam Cathay Securities (Hong Kong) Limited 2021
Cheng Yu Chang Cathay Securities (Hong Kong) Limited 2021
Hwei Kuok Kung Cathay Securities (Hong Kong) Limited 2021
Liangfeng Shu Cathay Securities (Hong Kong) Limited 2021
Yuen Ho Lam Cathay Securities (Hong Kong) Limited 2021
Siyang Huang Cathay Securities (Hong Kong) Limited 2021
Qincheng Yang Cathay Securities (Hong Kong) Limited 2021
Pak Him Kwan Cathay Securities (Hong Kong) Limited 2021
Yang Zhang Cathay Securities (Hong Kong) Limited 2021
Yu-Huei Sun Cathay Securities (Hong Kong) Limited 2021
Shuo Yan Yang Cathay Securities (Hong Kong) Limited 2021
Chia-Yu Liu Cathay Securities (Hong Kong) Limited 2021
Yumeng Wang Cathay Securities (Hong Kong) Limited 2021
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