Wen Zhao
趙文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Zhao (趙文), a licensed former licensee with CE reference BRK426. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-12 | 2021-12-17 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-12 | 2021-12-17 |