Lok Sze Lui
雷樂詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Sze Lui (雷樂詩), CE reference AYD006. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-02 | 2021-09-07 |
| Avenue Investment Management Limited 道信投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-02 | 2021-09-07 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-02 | 2021-09-07 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-02 | 2021-09-07 |
| Avenue Investment Management Limited 道信投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-02 | 2021-09-07 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-11-02 | 2021-09-07 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2020-11-02 | 2021-09-07 |
| Avenue Investment Management Limited 道信投資管理有限公司 |
Rep | Type 9 — Asset management | 2020-11-02 | 2021-09-07 |
| Funde Asset Management (Hong Kong) Company Limited 富德資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-02-12 | 2020-10-24 |
| Funde Asset Management (Hong Kong) Company Limited 富德資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-05 | 2020-10-24 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-20 | 2016-12-15 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-16 | 2013-07-08 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-16 | 2014-08-04 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-16 | 2014-08-04 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-03 | 2011-11-27 |