Lok Sze Lui
雷樂詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Sze Lui (雷樂詩), a licensed former licensee with CE reference AYD006. This person has 9.3 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-02 | 2021-09-07 |
| Avenue Investment Management Limited 道信投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-02 | 2021-09-07 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-02 | 2021-09-07 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-02 | 2021-09-07 |
| Avenue Investment Management Limited 道信投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-02 | 2021-09-07 |
| Avenue Asset Management Limited 道信資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-11-02 | 2021-09-07 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 - Asset management | 2020-11-02 | 2021-09-07 |
| Avenue Investment Management Limited 道信投資管理有限公司 |
Rep | Type 9 - Asset management | 2020-11-02 | 2021-09-07 |
| Funde Asset Management (Hong Kong) Company Limited 富德資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-02-12 | 2020-10-24 |
| Funde Asset Management (Hong Kong) Company Limited 富德資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-05 | 2020-10-24 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-20 | 2016-12-15 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-16 | 2013-07-08 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-05-16 | 2014-08-04 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-16 | 2014-08-04 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-03 | 2011-11-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Sze Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.