Shu I Sun
孫樹怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu I Sun (孫樹怡), a licensed former licensee with CE reference BDR559. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-27 | 2019-10-05 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-27 | 2019-10-05 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2014-07-07 | 2014-07-18 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 — Advising on securities | 2014-07-07 | 2014-07-18 |