Xiaoli Ma
馬曉力
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoli Ma (馬曉力), a licensed former licensee with CE reference BJZ738. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-03-27 | 2025-12-04 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-27 | 2025-12-04 |
| Oceanpine Capital Management Limited |
RO | Type 9 — Asset management | 2022-11-11 | 2024-08-31 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-17 | 2019-06-21 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-15 | 2019-01-01 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-12-15 | 2019-01-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-28 | 2017-09-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-28 | 2017-09-15 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-08-28 | 2017-09-15 |