Hoi Yan Ng
吳凱欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yan Ng (吳凱欣), a licensed former licensee with CE reference AOJ449. This person has 9.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2017-01-10 | 2022-11-17 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-01-08 | 2011-01-31 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-01-08 | 2011-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Yan Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.