David Bing Cheung Mak
麥秉章
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Bing Cheung Mak (麥秉章), a licensed former licensee with CE reference AEN436. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-16 | 2011-01-31 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-19 | 2011-01-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-05-08 | 2008-04-30 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-05-08 | 2008-04-30 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 9 — Asset management | 2004-03-11 | 2004-10-12 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-17 | 2005-09-12 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-17 | 2005-09-12 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-13 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-13 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-13 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-13 |