Annie Ka Mei Sum
岑嘉美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Annie Ka Mei Sum (岑嘉美), a licensed former licensee with CE reference ABV979. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-21 | 2011-01-31 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-03-21 | 2011-01-31 |