Ken Chi Ping Tsui
崔治平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Chi Ping Tsui (崔治平), a licensed former licensee with CE reference ATY811. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-02-19 | 2014-11-29 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-18 | 2014-11-29 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-22 | 2010-03-27 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-22 | 2010-03-27 |