Emily Shui Kei Chan
陳瑞琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emily Shui Kei Chan (陳瑞琪), a licensed former licensee with CE reference AFJ219. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-01-10 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2009-01-10 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-12 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-12 |