Steven Halim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Halim, a licensed former licensee with CE reference APZ209. This person has 10.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LCA Solutions Limited | Rep | Type 1 - Dealing in securities | 2012-08-13 | 2021-01-07 |
| LCA Solutions Limited | Rep | Type 4 - Advising on securities | 2012-08-13 | 2021-01-07 |
| LCA Solutions Limited | Rep | Type 9 - Asset management | 2012-08-13 | 2021-01-07 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-09 | 2009-08-22 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-11-09 | 2009-08-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven Halim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.