Kam Pang Yip
葉錦鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Pang Yip (葉錦鵬), CE reference AES448. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-29 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-01 | 2020-07-29 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-21 | 2011-01-31 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-21 | 2011-01-31 |