Carol Kam Sau Yau
邱錦秀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Kam Sau Yau (邱錦秀), a licensed former licensee with CE reference AQD698. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-13 | 2011-01-31 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-12-13 | 2011-01-31 |