Julie Wai Mun Liew
廖惠敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julie Wai Mun Liew (廖惠敏), a licensed former licensee with CE reference AEP630. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SAIL Advisors Limited | RO | Type 4 — Advising on securities | 2008-07-16 | 2009-03-20 |
| SAIL Advisors Limited | Rep | Type 4 — Advising on securities | 2007-01-12 | 2008-07-16 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 1 — Dealing in securities | 2003-05-28 | 2006-09-18 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 4 — Advising on securities | 2003-05-28 | 2006-09-18 |