Anthony William Archer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony William Archer ( ), a licensed former licensee with CE reference ADA338. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| American Century Investment Management (Asia Pacific) Limited |
RO | Type 1 — Dealing in securities | 2010-03-26 | 2021-12-31 |
| American Century Investment Management (Asia Pacific) Limited |
RO | Type 4 — Advising on securities | 2010-03-26 | 2021-12-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-09-27 | 2009-05-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 9 — Asset management | 2007-09-27 | 2009-05-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-19 | 2007-09-27 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2005-06-22 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 4 — Advising on securities | present | 2005-06-22 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 6 — Advising on corporate finance | present | 2004-12-02 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-24 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 9 — Asset management | present | 2005-06-22 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 9 — Asset management | present | 2005-06-22 |