Kam Kin Yim
嚴錦堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Kin Yim (嚴錦堅), a licensed former licensee with CE reference ADK344. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Point Asset Management Limited 中保資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-11-22 | 2022-05-03 |
| China Point Asset Management Limited 中保資產管理有限公司 |
RO | Type 9 — Asset management | 2018-11-22 | 2022-05-03 |
| China Point Asset Management Limited 中保資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-16 | 2018-11-22 |
| Funde Investment Management Limited 富德投資管理有限公司 |
RO | Type 9 — Asset management | 2007-06-14 | 2018-09-01 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-05-16 | 2007-02-13 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
RO | Type 9 — Asset management | 2006-05-16 | 2007-02-13 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-20 | 2006-05-16 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-07-20 | 2006-05-16 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 1 — Dealing in securities | present | 2005-03-21 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 4 — Advising on securities | present | 2005-03-21 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 5 — Advising on futures contracts | present | 2005-03-21 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-13 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 9 — Asset management | present | 2005-03-21 |