Nigel Richardson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nigel Richardson ( ), a licensed former licensee with CE reference AKT582. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-07-21 | 2009-03-15 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 1 — Dealing in securities | 2004-09-14 | 2009-03-15 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2004-09-14 | 2009-03-15 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 4 — Advising on securities | 2004-09-14 | 2009-03-15 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 9 — Asset management | 2004-09-14 | 2009-03-15 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 9 — Asset management | 2004-09-14 | 2009-03-15 |