Cheng Shu Liao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng Shu Liao ( ), a licensed former licensee with CE reference AHV085. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 9 — Asset management | 2010-02-11 | 2010-12-31 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 9 — Asset management | 2010-02-11 | 2010-12-31 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-07-21 | 2011-02-18 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 1 — Dealing in securities | 2004-06-16 | 2011-02-18 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2004-06-16 | 2011-02-18 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 4 — Advising on securities | 2004-06-16 | 2011-02-18 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2004-06-16 | 2011-02-18 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 5 — Advising on futures contracts | 2004-06-16 | 2011-02-18 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 9 — Asset management | 2004-06-16 | 2011-02-18 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 9 — Asset management | 2004-06-16 | 2011-02-18 |