Tai Yuen Yip
葉泰源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Yuen Yip (葉泰源), a licensed former licensee with CE reference AAG994. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imperial Capital Limited 盛世投資(香港)有限公司 |
RO | Type 9 — Asset management | 2014-04-07 | 2019-05-31 |
| Fair Capital Management Limited 富銀資產管理有限公司 |
RO | Type 9 — Asset management | 2013-06-14 | 2014-03-24 |
| Fair Capital Management Limited 富銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-05-15 | 2013-06-14 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
RO | Type 4 — Advising on securities | 2007-07-05 | 2012-11-24 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
RO | Type 9 — Asset management | 2006-10-20 | 2012-11-24 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-04-04 | 2006-10-20 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2004-06-11 | 2005-05-31 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2004-06-11 | 2005-05-31 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 9 — Asset management | 2004-06-11 | 2005-05-31 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 1 — Dealing in securities | present | 2005-05-31 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 4 — Advising on securities | present | 2005-05-31 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 5 — Advising on futures contracts | present | 2005-05-31 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 6 — Advising on corporate finance | present | 2004-06-09 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
RO | Type 9 — Asset management | present | 2005-05-31 |