Cecile Terry Wou
吳天理
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cecile Terry Wou (吳天理), a licensed former licensee with CE reference ABP465. This person has 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 1 - Dealing in securities | 2005-12-14 | 2006-01-03 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 4 - Advising on securities | 2005-12-14 | 2006-01-03 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Cecile Terry Wou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.