Cecile Terry Wou
吳天理
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cecile Terry Wou (吳天理), a licensed former licensee with CE reference ABP465. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 1 — Dealing in securities | 2005-12-14 | 2006-01-03 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 4 — Advising on securities | 2005-12-14 | 2006-01-03 |