Lucinda Jiayi Zhou
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lucinda Jiayi Zhou, a licensed former licensee with CE reference ASP240. This person has 0.4 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT APAC Limited 法國巴黎投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-08 | 2009-08-21 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 1 - Dealing in securities | 2009-04-08 | 2009-08-21 |
| BNP PARIBAS ASSET MANAGEMENT APAC Limited 法國巴黎投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-08 | 2009-08-21 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 4 - Advising on securities | 2009-04-08 | 2009-08-21 |
| BNP PARIBAS ASSET MANAGEMENT APAC Limited 法國巴黎投資管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2009-04-08 | 2009-08-21 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 9 - Asset management | 2009-04-08 | 2009-08-21 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Lucinda Jiayi Zhou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.